Name
Navigating the Regulatory Landscape
Date & Time
Thursday, April 25, 2024, 2:00 PM - 2:30 PM
Speakers
Zamir Bashardost, Compliance Director, iA Private Wealth
France Kingsbury, Senior Compliance Director, iA Private Wealth
France Kingsbury, Senior Compliance Director, iA Private Wealth
Description
Two leaders from the dealer's compliance team will explore the dynamic regulatory landscape confronting PMs. This discussion will delve into the details of the Client Focused Reforms and how they are continuing to impact PM teams. Gain valuable insights into the initiatives taking place in response to these regulatory shifts, ensuring a better understanding of their implications.